Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Papageorgiou McGrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Skye C. FerrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Elise W. WilsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Fred Vincent ManganoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2012
Thomas John Cavanaugh IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2012
Robert Stephen Eubanks, Michael Joseph LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2012
Kyle Matthew BlumenstockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2011
Christopher Harvey RiceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2011
Tiffany Shane RozekUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
James DevaldivielsoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2010
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Terry Lee Beattie, Rick James LinkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-29-2009
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2016
David William DeitchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2010
Jeffrey Robert HermanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2009
Michael Charles Pearson, William Paul PattersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
John Calhoun Sterritt, Scott Douglas Peterson, Angela D. RutledgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-23-2011
David Newbold SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2009
Robert Charles KetnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-01-2010
Steve Eubanks, Michael LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75002-07-2012

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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