Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Guimont Holston JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Maria Papageorgiou McGrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Skye C. FerrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Cristen L XhamaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2014
Anthony Benedict Gallo IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2014
David Anthony ReaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2014
David BarwickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2013
Elise W. WilsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Michael Joseph LappinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2012
Leanne Faith SchwarzmannUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2011
David Sverre HalvorsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2011
Tiffany Shane RozekUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
James DevaldivielsoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2010
Kristopher James BurnhamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2009
Ronald S McGrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-06-2017
Fred Vincent ManganoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2012
David William DeitchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2010
Jeffrey Robert HermanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2009
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2009
Michael Charles PearsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
William Francis Gold Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
John Calhoun SterrittUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-23-2011
Scott Douglas PetersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-23-2011
David Newbold SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2009
Robert Charles KetnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-01-2010
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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