Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Prince Antoinio BryantMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-20-2017
Christopher Randolph StanleyWells Fargo Clearing Services, LLCMetLife Securities Inc.$104-03-2017
Wayne Eric GreenoughLPL Financial LLCMetLife Securities Inc.$5012-15-2016
Nichole Nichole CanadyCUSO Financial Services, L.P.MetLife Securities Inc.12-12-2016
Anne Marie StottStephensMetLife Securities Inc.$1210-07-2016
Michael John RiceCambridge Investment Research, Inc.MetLife Securities Inc.09-30-2016
Coleton Taylor BooneWaddell & ReedMetLife Securities Inc.08-23-2016
Jean Robert Metayer Jr.Waddell & ReedMetLife Securities Inc.06-07-2016
Terry Patrick WallAllstate Financial Services, LLCMetLife Securities Inc.$103-15-2016
Daniel P PooleLPL Financial LLCMetLife Securities Inc.$5010-22-2015
Craig Anderson SprySunTrust Investment Services, Inc.MetLife Securities Inc.$15007-07-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Pauline Susan Woodhouse-SmithInnovation Partners LLCMetLife Securities Inc.03-27-2015
Gerard Patrick CameloWoodbury Financial Services, Inc.MetLife Securities Inc.$102-20-2015
Dianna Sue HoffmanWells Fargo Clearing Services, LLCMetLife Securities Inc.02-13-2015
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
Frank Nolan KisselCUSO Financial Services, L.P.MetLife Securities Inc.12-18-2014
Michael Paul Lessard Jr.Southeast Investments, N.C., Inc.MetLife Securities Inc.10-03-2014
Clark Naylor CallawayPrincipal Securities, Inc.MetLife Securities Inc.08-19-2014
David Christian BookerSignator Investors, Inc.MetLife Securities Inc.08-01-2014
James Lewis Groves Sr.PNC InvestmentsMetLife Securities Inc.03-17-2014
James Calvin Byers IIPruco Securities, LLC.MetLife Securities Inc.02-07-2014
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
Abigail Hastings KerrAmeriprise Financial Services, Inc.MetLife Securities Inc.12-13-2013
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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