Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Dwight CarpenterMetLife Securities Inc.MetLife Securities Inc.03-05-2009
Sara Zook DickeyBB&T Investment Services, Inc.MetLife Securities Inc.04-27-2009
Stephanie Jane O'HaraINVEST Financial CorporationMetLife Securities Inc.12-21-2009
Alvonzo Timothy GibbsLincoln Financial Securities CorporationMetLife Securities Inc.04-01-2010
Kenneth Rell DavisLincoln Financial Securities CorporationMetLife Securities Inc.09-03-2010
Bernard Thomas KingLincoln Financial Securities CorporationMetLife Securities Inc.$5011-01-2010
Kevin Lawrence MishoeWells Fargo Clearing Services, LLCMetLife Securities Inc.11-16-2010
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Shelly Dawn RichardsBB&T Investment Services, Inc.MetLife Securities Inc.$1003-07-2011
Jay Gray MeadorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-07-2011
Carlos Santana StennisWells Fargo Clearing Services, LLCMetLife Securities Inc.07-13-2011
Carl Andrew UpchurchPark Avenue Securities LLCMetLife Securities Inc.01-19-2012
Robert Lynn HuneycuttNationwide Securities, LLCMetLife Securities Inc.02-09-2012
Andrea J. BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Adam Todd WexlerBB&T Investment Services, Inc.MetLife Securities Inc.07-17-2012
Carmen Rosa-Marconi CarazoVanguard Marketing CorporationMetLife Securities Inc.$1008-10-2012
Byron WhatleyPrincipal Securities, Inc.MetLife Securities Inc.09-17-2012
George Leavell Coxhead Jr.Equity Services, Inc.MetLife Securities Inc.11-02-2012
Elizabeth A Tanos-PriestMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$1011-12-2012
Vincent Edward GahrenTrinity Asset Partners, LLCMetLife Securities Inc.$5012-18-2012
Jonathan Mackenzie MaloneQuestar Capital CorporationMetLife Securities Inc.03-20-2013
Jamie Lynn MinsterPark Avenue Securities LLCMetLife Securities Inc.04-16-2013
Ronnie L. CardwellPark Avenue Securities LLCMetLife Securities Inc.07-22-2013
Abigail Hastings KerrAmeriprise Financial Services, LLCMetLife Securities Inc.$20012-13-2013
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.