Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Carlos Santana StennisWells Fargo Clearing Services, LLCMetLife Securities Inc.07-13-2011
Robert Lynn HuneycuttNationwide Securities, LLCMetLife Securities Inc.02-09-2012
Andrea J. BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Vincent Edward GahrenTrinity Asset Partners, LLCMetLife Securities Inc.12-18-2012
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
Gerard Patrick CameloWoodbury Financial Services, Inc.MetLife Securities Inc.02-20-2015
Pauline Susan Woodhouse-SmithInnovation Partners LLCMetLife Securities Inc.03-27-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Daniel P. PooleLPL Financial LLCMetLife Securities Inc.10-22-2015
Terry Patrick WallAllstate Financial Services, LLCMetLife Securities Inc.03-15-2016
Anne Marie StottStephensMetLife Securities Inc.$1210-07-2016
Stephen Charles BrodyMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Thomas Allan McNicholMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Julio C AllerMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Marcia Lyn WooleyMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Robert Warren Brooks IVMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kenneth Robert AltmanMML Investors Services, LLCMetLife Securities Inc.$2703-25-2017
Stephen Robert JudgeMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
William Thomas SmithMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Thomas Jason AustellMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Michael R. WatsonMML Investors Services, LLCMetLife Securities Inc.$2203-25-2017
Douglas Scott GrantMML Investors Services, LLCMetLife Securities Inc.$1703-25-2017
Ronald Clemente DavisMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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