Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Hastings KerrAmeriprise Financial Services, LLCMetLife Securities Inc.$20012-13-2013
Adam Todd WexlerBB&T Investment Services, Inc.MetLife Securities Inc.07-17-2012
Alvonzo Timothy GibbsLincoln Financial Securities CorporationMetLife Securities Inc.04-01-2010
Andrea J. BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Anita Nichole CanadyCUSO Financial Services, L.P.MetLife Securities Inc.$5012-12-2016
Anne Marie StottStephensMetLife Securities Inc.$1210-07-2016
Bernard Thomas KingLincoln Financial Securities CorporationMetLife Securities Inc.$5011-01-2010
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Byron WhatleyPrincipal Securities, Inc.MetLife Securities Inc.09-17-2012
Carl Andrew UpchurchPark Avenue Securities LLCMetLife Securities Inc.01-19-2012
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Carlos Santana StennisWells Fargo Clearing Services, LLCMetLife Securities Inc.07-13-2011
Carmen Rosa-Marconi CarazoVanguard Marketing CorporationMetLife Securities Inc.$1008-10-2012
Christopher Randolph StanleyWells Fargo Clearing Services, LLCMetLife Securities Inc.04-03-2017
Clark CallawayPrincipal Securities, Inc.MetLife Securities Inc.$1008-19-2014
Coleton BooneWaddell & ReedMetLife Securities Inc.08-23-2016
Craig Anderson SprySunTrust Investment Services, Inc.MetLife Securities Inc.07-07-2015
Cynthia Louise Block-TaylorHornor, Townsend & Kent, LLCMetLife Securities Inc.08-22-2017
Daniel Jun LeeHornor, Townsend & Kent, LLCMetLife Securities Inc.05-16-2016
Daniel P. PooleLPL Financial LLCMetLife Securities Inc.10-22-2015
David Christian BookerSignator Investors, Inc.MetLife Securities Inc.08-01-2014
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Dianna S. HoffmanWells Fargo Clearing Services, LLCMetLife Securities Inc.02-13-2015
Elizabeth A Tanos-PriestMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$1011-12-2012
Frank Nolan KisselCUSO Financial Services, L.P.MetLife Securities Inc.$1012-18-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.