Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron John RosenowMorgan StanleyMorgan Keegan & Company, Inc.12-09-2011
Christopher Byron GraperMorgan StanleyMorgan Keegan & Company, Inc.11-21-2011
Frances Holdford GoodmanWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10005-03-2012
Jacqueline Nicole EkardBB&T Investment Services, Inc.Morgan Keegan & Company, Inc.10-22-2009
James Hugh WilliamsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-11-2010
John Francis OrtstadtBB&T Investment Services, Inc.Morgan Keegan & Company, Inc.12-03-2012
Marie Elizabeth HoweBB&T Investment Services, Inc.Morgan Keegan & Company, Inc.04-11-2011
Melody Church SimsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-18-2010
Michael Alexander SigmonWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.06-29-2012
Peter Rice HeathOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$2505-28-2010
Ray Thomas SwansonIntercarolina Financial Services, Inc.Morgan Keegan & Company, Inc.03-24-2009
Ricky Eugene BellCape Fear Securities, Inc.Morgan Keegan & Company, Inc.06-04-2012
Ross Phillip RoggensackOak City Consulting, LLCMorgan Keegan & Company, Inc.$15004-11-2012
Ryan John SchriftLPL Financial LLCMorgan Keegan & Company, Inc.05-14-2012

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.