Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Skyler T BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Richard S ReberIndependent Advisor Alliance, LLCMorgan Stanley11-02-2017
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Meghan Ellis ChildsBoundary Street Partners LPMorgan Stanley09-28-2017
Tiffany Lynn SimsWells Fargo Clearing Services, LLCMorgan Stanley08-14-2017
Matthew Chapman RandolMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2017
Derek Lee CopelandSpire Securities, LLCMorgan Stanley$10003-23-2017
John Guerard Scott Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-09-2017
Reid Johnson TwineWells Fargo Clearing Services, LLCMorgan Stanley02-02-2017
Georgios LivanosRaymond James Financial Services, Inc.Morgan Stanley$10010-14-2016
Mark Joseph RhoadesRaymond James Financial Services, Inc.Morgan Stanley$110-14-2016
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Cameron John RosenowSharpVue CapitalMorgan Stanley08-16-2016
Duncan Mclaurin GibsonSharpVue CapitalMorgan Stanley08-02-2016
Steven James SivakInnovate WealthMorgan Stanley04-18-2016
Timothy John McgrathWells Fargo Clearing Services, LLCMorgan Stanley03-24-2016
David Joel JohnsonPNC InvestmentsMorgan Stanley02-08-2016
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$5012-04-2015
Hovsep Sarkiss GregorianiLPL Financial LLCMorgan Stanley$10012-02-2015
Emily J TebbeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2015
Next Page »

Showing 1 to 25 of 180 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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