Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Skyler BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Richard S. ReberIndependent Advisor Alliance, LLCMorgan Stanley11-02-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley$21010-31-2017
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Meghan E. ChildsBoundary Street Partners LPMorgan Stanley09-28-2017
Tiffany Lynn SimsWells Fargo Clearing Services, LLCMorgan Stanley08-14-2017
Kathryn Sanders OrlickStephensMorgan Stanley05-18-2017
Derek Lee CopelandSpire Securities, LLCMorgan Stanley$10003-23-2017
John Guerard Scott Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10003-09-2017
Reid Johnson TwineWells Fargo Clearing Services, LLCMorgan Stanley02-02-2017
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley$25012-06-2016
George LivanosRaymond James Financial Services, Inc.Morgan Stanley$5010-14-2016
Kelly A WardRaymond James Financial Services, Inc.Morgan Stanley$2510-14-2016
Mark J RhoadesRaymond James Financial Services, Inc.Morgan Stanley$2510-14-2016
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Steven James SivakInnovate WealthMorgan Stanley04-18-2016
Karen Lucinda Diamond, Hantz D. SerraoWells Fargo Clearing Services, LLCMorgan Stanley$5003-24-2016
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$5012-04-2015
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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