Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Hugh Stephens Jr.RBC Capital Markets, LLCMorgan Stanley06-10-2009
Gary Thomas CollinsLPL Financial LLCMorgan Stanley06-12-2009
James Lowell HemphillRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Michael L. SimpsonEdward JonesMorgan Stanley$2507-02-2009
Robert Stith Northington Jr.Raymond James Financial Services, Inc.Morgan Stanley07-24-2009
Daniel Francis Scannell Jr.Oppenheimer & Co. Inc.Morgan Stanley08-31-2009
Steven Gilbert JohnsonRaymond James Financial Services, Inc.Morgan Stanley$5009-04-2009
Jon Scott BoltonRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
John Gordon BurnsWells Fargo Clearing Services, LLCMorgan Stanley$10011-20-2009
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley11-20-2009
Bruce Melvin Honeycutt Jr.LPL Financial LLCMorgan Stanley$10001-11-2010
Scott Patrick EllisWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Donald Peter WeidemannOppenheimer & Co. Inc.Morgan Stanley$2502-10-2010
Timothy Wayne BarnesWells Fargo Clearing Services, LLCMorgan Stanley03-19-2010
Edward William BurnsRaymond James Financial Services, Inc.Morgan Stanley03-19-2010
Bradley Thomas StippLPL Financial LLCMorgan Stanley$2503-22-2010
Jonathan ReganessWells Fargo Clearing Services, LLCMorgan Stanley04-30-2010
Michael Andrew DowellWells Fargo Clearing Services, LLCMorgan Stanley05-05-2010
Catherine Finegan HitesmanWells Fargo Clearing Services, LLCMorgan Stanley$10005-27-2010
Mitchell Eric McCannWells Fargo Clearing Services, LLCMorgan Stanley05-27-2010
The Parrott, Forbes & Floyd GroupRobert W. Baird & Co.Morgan Stanley$35006-11-2010
George Frederic LittlewoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Peter Bradford GuildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Leigh Carol KempfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-30-2010
Richard Steven AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2010
Next Page »

Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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