Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam S. AldrichVALIC Financial Advisors, Inc.Morgan Stanley$1006-20-2012
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$15005-10-2013
Alexis W. BlanksUBS Financial Services Inc.Morgan Stanley09-20-2011
Alvin R. WeltonLPL Financial LLCMorgan Stanley10-28-2010
Amanda T. RhodesInnovation Partners LLCMorgan Stanley02-16-2012
Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Amy Lynn WoodardBB&T Securities, LLCMorgan Stanley06-12-2018
Andrea Louise JohnsonCapital Guardian, LLCMorgan Stanley04-01-2010
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Anne Patricia ThorntonStephensMorgan Stanley07-10-2017
Anthony Kimball UrbanFSC Securities CorporationMorgan Stanley01-09-2015
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley11-20-2009
Artem O. KorniyenkoBB&T Investment Services, Inc.Morgan Stanley03-02-2015
Ashley Ann PaonessaWells Fargo Clearing Services, LLCMorgan Stanley05-28-2019
Barry Robert OzerFSC Securities CorporationMorgan Stanley$2509-04-2015
Benjamin Everett LinkUBS Financial Services Inc.Morgan Stanley$1007-08-2011
Benjamin J AbitzPiedmont Capital Management, LLCMorgan Stanley11-19-2019
Benjamin P WrightWells Fargo Advisors Financial Network, LLCMorgan Stanley04-19-2013
Benjamin Samuel BaumbergerMorgan StanleyMorgan Stanley10-17-2011
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Beverly Lynn Briggs CaldwellTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley01-14-2014
Blake Jason GreiterLPL Financial LLCMorgan Stanley10-28-2013
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Brad Lee ClasbyWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2009
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Showing 1 to 25 of 264 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.