Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-10-2013
Alexis W BlanksUBS Financial Services Inc.Morgan Stanley09-20-2011
Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Anne Patricia ThorntonStephensMorgan Stanley07-10-2017
Anthony Kimball UrbanFSC Securities CorporationMorgan Stanley01-09-2015
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley$5011-20-2009
Ashley Ann PaonessaWells Fargo Clearing Services, LLCMorgan Stanley05-28-2019
Ashley H ShapiroWells Fargo Clearing Services, LLCMorgan Stanley03-19-2012
Barry Edwin HorneJanney Montgomery Scott LLCMorgan Stanley$2505-01-2020
Barry Robert OzerFSC Securities CorporationMorgan Stanley09-04-2015
Benjamin J AbitzPiedmont Capital Management, LLCMorgan Stanley11-19-2019
Benjamin P WrightWells Fargo Advisors Financial Network, LLCMorgan Stanley04-19-2013
Bert Lester Bennett IvRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Beverly Lynn Briggs CaldwellTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley01-14-2014
Blake Jason GreiterLPL Financial LLCMorgan Stanley$2510-28-2013
Bonnie Lynn OQuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Bradley Thomas StippLPL Financial LLCMorgan Stanley$2503-22-2010
Brian Earle WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$20609-04-2015
Brian Timothy NelanFounders Financial Alliance, LLCMorgan Stanley11-08-2018
Brice Russell OldhamCetera Advisor Networks LLCMorgan Stanley08-01-2014
Bruce Melvin Honeycutt JrLPL Financial LLCMorgan Stanley$2501-11-2010
Bruce Wayne KnottWells Fargo Clearing Services, LLCMorgan Stanley$15004-15-2011
Bryant James TromblyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2019
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Showing 1 to 25 of 186 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.