Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$15005-10-2013
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Anthony Kimball UrbanFSC Securities CorporationMorgan Stanley01-09-2015
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley11-20-2009
Benjamin P WrightWells Fargo Advisors Financial Network, LLCMorgan Stanley04-19-2013
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Blake Jason GreiterLPL Financial LLCMorgan Stanley10-28-2013
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Bradley Thomas StippLPL Financial LLCMorgan Stanley$2503-22-2010
Brian Earle WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$2509-04-2015
Bruce Melvin Honeycutt Jr.LPL Financial LLCMorgan Stanley$10001-11-2010
Bruce Wayne KnottWells Fargo Clearing Services, LLCMorgan Stanley$15004-15-2011
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley$21010-31-2017
Carl Scott ThomasonWells Fargo Clearing Services, LLCMorgan Stanley$2504-15-2011
Carol Anna HartisEdward JonesMorgan Stanley$10008-12-2011
Carolyn Crutchfield WasdellCrutchfield Advisors, IncMorgan Stanley01-12-2015
Carolyn Sperry LeithRobert W. Baird & Co. IncorporatedMorgan Stanley$10012-03-2010
Catherine Finegan HitesmanWells Fargo Clearing Services, LLCMorgan Stanley$10005-27-2010
Charles Carl Stoner, Eileen Therese Stoner, Charles Michael Stoner, Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Charles Edward ThompsonWells Fargo Advisors Financial Network, LLCMorgan Stanley$1002-11-2011
Charles Stoner, Eileen StonerUBS Financial Services Inc.Morgan Stanley$30006-17-2011
Cynthia A GrossWells Fargo Clearing Services, LLCMorgan Stanley$5001-12-2011
Daniel Francis Scannell Jr.Oppenheimer & Co. Inc.Morgan Stanley08-31-2009
Daniel James DoleWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2013
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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