Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Wilson FloydStephensMorgan Stanley09-28-2020
John M BerardStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-16-2020
David Gayle BomarStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-16-2020
Vanessa Zwigart HaythornStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-16-2020
Charlene Nicole SampsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-16-2020
Adrienne Diane HartRBC Capital Markets, LLCMorgan Stanley03-30-2020
Marva Laverne YorkEdward JonesMorgan Stanley11-29-2019
Benjamin J AbitzPiedmont Capital Management, LLCMorgan Stanley11-19-2019
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Bryant James TromblyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2019
Ashley Ann PaonessaWells Fargo Clearing Services, LLCMorgan Stanley05-28-2019
Erin Lee MarkenRaymond James & Associates, Inc.Morgan Stanley05-13-2019
Seth Christopher StephenCapital Investment Group, Inc.Morgan Stanley02-27-2019
Robert Charles JonesCapFinancial Securities, LLC.Morgan Stanley01-17-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Martin Stefan GrossJ.P. Morgan Securities LLCMorgan Stanley11-30-2018
Brian Timothy NelanFounders Financial Alliance, LLCMorgan Stanley11-08-2018
Samuel Newton Pennell JrWells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Grace Marie KellyFirst Oak Wealth Management, LLCMorgan Stanley10-18-2018
Jeffrey Scott ShealyAmeriprise Financial Services, LLCMorgan Stanley09-21-2018
Karen Brown IngramStifel, Nicolaus & Company, IncorporatedMorgan Stanley04-27-2018
James Earl Mishoe IIIWells Fargo Clearing Services, LLCMorgan Stanley04-05-2018
Richard S ReberLPL Financial LLCMorgan Stanley11-02-2017
Cecil Gene JesterRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Tracie Ann LeggRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
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Showing 1 to 25 of 186 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.