Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Allan NecaiseCambridge Investment Research, Inc.Nationwide Securities, LLC09-01-2020
James Derl WalkerFortress Private Ledger, LLCNationwide Securities, LLC08-29-2020
David Cooke WalkerFortress Private Ledger, LLCNationwide Securities, LLC08-28-2020
John Allen PetersonEquitable Advisors, LLCNationwide Securities, LLC08-21-2020
Jacquelyn Diane RobinsonIP Financial Advisory Services LLCNationwide Securities, LLC07-15-2020
Ronald Gay HankinsInnovation Partners LLCNationwide Securities, LLC07-03-2020
Barbara Jean Luczkowski-DugganInnovation Partners LLCNationwide Securities, LLC07-03-2020
Dudley Kevin BrewerCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Steve Dean WilliamsLPL Financial LLCNationwide Securities, LLC$15007-01-2020
Charles Edward Eyler IVLPL Financial LLCNationwide Securities, LLC07-01-2020
Robert James OhanlonCambridge Investment Research, Inc.Nationwide Securities, LLC04-02-2020
Jason R HermanLPL Financial LLCNationwide Securities, LLC02-05-2020
Lynn Massengill KeeneLincoln Financial Securities CorporationNationwide Securities, LLC01-22-2020
Bryan Keith WallLincoln Financial Securities CorporationNationwide Securities, LLC01-17-2020
Patrick Declan MolamphyCarolina Wealth Management, Inc.Nationwide Securities, LLC01-10-2020
Richard Jason WinnLPL Financial LLCNationwide Securities, LLC01-09-2020
Theodore Baxter Seagroves IIIRoyal Alliance Associates, Inc.Nationwide Securities, LLC01-06-2020
Michael Lynn WarrenCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Timothy George HausmannCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Bradley Mitchell SizemoreCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Marlow Darnell CampbellCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Katherine Marrie WhiteCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Jason CampbellCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Brian K HutsonCambridge Investment Research, Inc.Nationwide Securities, LLC11-01-2019
Joshua Travis HarwardLPL Financial LLCNationwide Securities, LLC10-23-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.