Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Haywood Lyon Jr.MML Investors Services, LLCNew England Securities04-15-2015
Ellen Marie R SmithMML Investors Services, LLCNew England Securities01-22-2015
Larry Deron GrantNew England SecuritiesNew England Securities11-11-2014
Christopher R. WhitesidePrincipal Securities, Inc.New England Securities06-25-2014
Michael C PalczukPrincipal Securities, Inc.New England Securities$1006-19-2014
Michael Edward ThompsonTriad Advisors LLCNew England Securities06-16-2014
Peirce Colton WardMML Investors Services, LLCNew England Securities05-16-2014
Randolph Bernard AutreyTriad Advisors LLCNew England Securities04-25-2014
William Louis HerfordTriad Advisors LLCNew England Securities04-24-2014
Matthew Dunning PrattTriad Advisors LLCNew England Securities$1004-21-2014
Jodi L. McMahonCambridge Investment Research, Inc.New England Securities$5003-03-2014
Robert Alfred HolmesPark Avenue Securities LLCNew England Securities$5011-14-2013
Mark Eric ScarbroughMML Investors Services, LLCNew England Securities10-21-2013
Stuart Alexander GayMML Investors Services, LLCNew England Securities09-26-2013
Jack ButlerWells Fargo Clearing Services, LLCNew England Securities07-15-2013
Michael Bogdan ZalewskiUBS Financial Services Inc.New England Securities01-03-2013
Kyle Vann EudyPrivate Client Services, LLCNew England Securities11-15-2012
Patrick Allen TwiestLincoln Financial Advisors CorporationNew England Securities$10010-31-2012
Lee Montgomery YoungPark Avenue Securities LLCNew England Securities$1008-13-2012
Ragan Scarlet SheetsBB&T Investment Services, Inc.New England Securities02-14-2012
Brenda Smith SchwabCambridge Investment Research, Inc.New England Securities11-08-2011
Joseph W WellsUBS Financial Services Inc.New England Securities01-25-2011
Scott Joseph LordPrincipal Securities, Inc.New England Securities12-21-2010
Laura E. ToomerNYLIFE Securities LLCNew England Securities07-12-2010
David Ray PerkinsPharos Capital Management, LLCNEW ENGLAND SECURITIES$104-27-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.