Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Keith CrosbyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2018
Benjamin Douglas HadleyAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC11-15-2017
Clayton Russell KochMorgan StanleyNorthwestern Mutual Investment Services, LLC10-18-2017
Joseph M PerkinsHorizon Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2017
Andrew Kreston RoseSignator Investors, Inc.Northwestern Mutual Investment Services, LLC03-02-2017
Andrew Marler JohnsonProvision Wealth Management, IncNorthwestern Mutual Investment Services, LLC03-02-2017
William Delon DowdyProvision Wealth Management, IncNorthwestern Mutual Investment Services, LLC03-02-2017
Christopher Swift MunnellyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC01-24-2017
Geoffrey G MclawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$110-13-2016
Marian Brown DabbsPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-29-2016
Tracie Nicole LesaneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2016
Hunter Payne MatthewsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2016
Zachary Harrison HullLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-08-2016
Michael Alan HargroveCapFinancial Securities, LLC.Northwestern Mutual Investment Services, LLC$15002-05-2016
David R CrispinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Andrew Joseph O Connell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Ewelina Anna CaplapCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-14-2015
Christopher Fraser IrvinM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC08-28-2015
Jonathan Richard VaclavMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Chelsea Nicole SmithMetLife Securities Inc.Northwestern Mutual Investment Services, LLC04-08-2015
Christine R. BoylanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-21-2014
Max Berman WeinbergBB&T Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2014
Joseph M MilanoSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC08-25-2014
Benjamin Jacob UysmithAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-21-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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