Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Emory MaysNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Katie E. McmillanVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-16-2019
Joshua Dale FrancisNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Edwin Bruton Peacock IIIValMark Securities, Inc.Northwestern Mutual Investment Services, LLC04-12-2019
Charles BassingRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC02-21-2019
Wayne Turner HouseWilbanks, Smith & Thomas Asset Management, LLCNorthwestern Mutual Investment Services, LLC04-04-2018
Jacob HansellApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Anthony SicariWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC01-25-2018
Keith CrosbyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC01-22-2018
Benjamin Douglas HadleyAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC11-15-2017
Sarah Garvey SeatonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-24-2017
Clayton Russell KochMorgan StanleyNorthwestern Mutual Investment Services, LLC10-18-2017
Timothy Tyler HowardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC07-26-2017
Erica Lea BradleyProEquities, Inc.Northwestern Mutual Investment Services, LLC05-23-2017
Bryan Charles PollockLincoln Financial Securities CorporationNorthwestern Mutual Investment Services, LLC03-24-2017
William Delon DowdyProvision Wealth Management, IncNorthwestern Mutual Investment Services, LLC03-02-2017
Jared Ryan BrogdenProvision Wealth Management, IncNorthwestern Mutual Investment Services, LLC03-02-2017
Katherine Lindsay RobertsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC01-27-2017
Christopher Swift MunnellyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC01-24-2017
Marian Brown DabbsPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-29-2016
Stephen Patrick RatcliffeProvidence Capital Advisors, LLCNorthwestern Mutual Investment Services, LLC06-28-2016
Robert Douglas CowanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-24-2016
Viral Hasubhai ChokshiPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-18-2016
Tracie Nicole LesaneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC03-03-2016
Zachary H. HullLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-08-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.