Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Ann Dunn-McgrathPNC InvestmentsPark Avenue Securities LLC07-24-2019
Karl E. RothhaarEquity Services, Inc.Park Avenue Securities LLC04-22-2019
Lucas Brant BreedenParkland Securities, LLCPark Avenue Securities LLC02-08-2019
Tenley Elizabeth DesjardinsBrightworth, LLCPark Avenue Securities LLC02-01-2019
Robert Clinton Scholes JrCook Wealth Management Group LLCPark Avenue Securities LLC01-07-2019
William Christian BaylesWells Fargo Clearing Services, LLCPark Avenue Securities LLC08-02-2018
Richard Jakiel Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC07-24-2018
Kayla Renee CarpentieriCambridge Investment Research, Inc.Park Avenue Securities LLC07-03-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC06-12-2018
Kelly S. ThornburgPrincipal Securities, Inc.Park Avenue Securities LLC04-16-2018
Renee Walsh SimpsonAlphaStar Capital Management, LLCPark Avenue Securities LLC02-19-2018
Sheila May FallsHolderness Investments CoPark Avenue Securities LLC11-09-2017
Jason Tyler DrakePruco Securities, LLC.Park Avenue Securities LLC08-01-2017
Matthew E. HatfieldTIAA-CREF Individual & Institutional Services, LLCPark Avenue Securities LLC03-16-2017
Donald B. HowardInnovation Partners LLCPark Avenue Securities LLC09-12-2016
Christopher W. BibowNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC09-08-2016
Elizabeth M. HobsonMorgan StanleyPark Avenue Securities LLC07-27-2016
Jose Gregorio EspaillatWaddell & ReedPark Avenue Securities LLC05-31-2016
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
Melissa K. ColleyG.F. Investment Services, LLCPark Avenue Securities LLC08-27-2014
Andrew T. BeckWells Fargo Clearing Services, LLCPark Avenue Securities LLC07-02-2014
Thomas Edwin BeckWells Fargo Clearing Services, LLCPark Avenue Securities LLC06-24-2014
Daniel James ShanahanMML Investors Services, LLCPark Avenue Securities LLC12-05-2012
William Lloyd WileyLPL Financial LLCPark Avenue Securities LLC09-05-2012
Jeffery Ryan BickelBB&T Investment Services, Inc.Park Avenue Securities LLC05-14-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.