Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William SheaMetLife Securities Inc.Principal Securities, Inc.$10004-09-2009
Brandon Cameron HelmsRaymond James Financial Services, Inc.Principal Securities, Inc.09-28-2009
Nicholas Stamatis PaleocrassasCapFinancial Securities, LLC.Principal Securities, Inc.05-24-2010
Edward Levoe TillmanNationwide Securities, LLCPrincipal Securities, Inc.$10009-27-2010
Scott Andrew TippinsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Principal Securities, Inc.$10003-03-2011
Michael Alan PfauthBB&T Investment Services, Inc.Principal Securities, Inc.$25002-14-2012
Gary Reid ClementsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.$10011-21-2012
Joseph Allen DillonCapFinancial Securities, LLC.Principal Securities, Inc.$20003-08-2013
Byron Coleman Hornaday Sr.Nationwide Securities, LLCPrincipal Securities, Inc.04-22-2013
Daniel Michael LoweCapFinancial Securities, LLC.Principal Securities, Inc.04-24-2013
Gregory Frank GianfortonePNC InvestmentsPrincipal Securities, Inc.06-20-2013
Gary Lee WilliamsPNC InvestmentsPrincipal Securities, Inc.08-13-2013
Lorna Doyle KaplanPruco Securities, LLC.Principal Securities, Inc.$19009-04-2013
Jeffery Dean PaddyfoteWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Principal Securities, Inc.12-16-2013
Robert Everett FerrisLPL Financial LLCPrincipal Securities, Inc.01-10-2014
Carlos MorloteBB&T Investment Services, Inc.Principal Securities, Inc.01-13-2014
Jon Michael BassPruco Securities, LLC.Principal Securities, Inc.05-22-2014
Romie PatelPruco Securities, LLC.Principal Securities, Inc.06-17-2014
Brandon Ray ByerlyPruco Securities, LLC.Principal Securities, Inc.$10006-18-2014
Paul A. DowdAllstate Financial Services, LLCPrincipal Securities, Inc.$25012-08-2014
Todd Everett TimmermanLPL Financial LLCPrincipal Securities, Inc.$10003-09-2015
Timothy Douglas HintonPNC InvestmentsPrincipal Securities, Inc.$10004-21-2015
Brian Michael BaroneMetLife Securities Inc.Principal Securities, Inc.06-09-2015
Nancy Jean WilliamsCambridge Investment Research, Inc.Principal Securities, Inc.03-08-2016
John Dewalden Eller IIIAllstate Financial Services, LLCPrincipal Securities, Inc.05-04-2016
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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