Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Nelson LinebergerLPL Financial LLCProEquities, Inc.04-16-2020
Charles Elliott CarrickDMJ Wealth Advisors, LLCProEquities, Inc.$50006-28-2019
William Bradford MannDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Sheryl Lee AustinDMJ Wealth Advisors, LLCProEquities, Inc.$29006-28-2019
Jeffery Wen Jun HwangDMJ Wealth Advisors, LLCProEquities, Inc.$28106-28-2019
Charles Gregory CarrickDMJ Wealth Advisors, LLCProEquities, Inc.06-17-2019
Ralph Milton Howell IIIDMJ Wealth Advisors, LLCProEquities, Inc.06-11-2019
Charlie Lee WelbornDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Arthur M Winstead JrDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Chad Michael EptingEdward JonesProEquities, Inc.08-14-2017
William Joseph DixonEdward JonesProEquities, Inc.$15004-13-2017
James Wilbourne MckayMML Investors Services, LLCProEquities, Inc.$1010-14-2016
William OConnell BaylogBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Eric John DadeBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Richard K BreenBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Christopher Jason BarrettBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Donald William Smith JrBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Mark Andrew HoltonBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Jonathan David MillsBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Michael Joseph PorterBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Daniel Austin HollowayBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Brian Christopher GuildBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Christopher Lawrence SotardiBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Scott Andrew ColeBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Larry Earl SwinsonBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.