Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Jeffrey AndersonPNC InvestmentsPruco Securities, LLC.$10010-31-2019
Dewanda Louise Wilson-AdewaleMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.10-01-2019
Jerry Robert CrouseAllstate Financial Services, LLCPruco Securities, LLC.$10007-03-2019
Barry Lawrence ConoverMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$25006-07-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.$10006-04-2019
Jason Tyler DrakeW&S Brokerage Services, Inc.Pruco Securities, LLC.04-26-2019
John Christopher James IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-29-2019
Heath Elliott PierceFirst Citizens Investor Services, Inc.Pruco Securities, LLC.02-26-2019
Suneel JaitlyNYLIFE Securities LLCPruco Securities, LLC.02-06-2019
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Robin Renee WoodellHornor, Townsend & Kent, LLCPruco Securities, LLC.10-22-2018
Donald Brian McClellanCovenant Investment Solutions L.L.C.Pruco Securities, LLC.06-27-2018
Allan Wesley Critchett Jr.Taylor Capital Management Inc.Pruco Securities, LLC.06-06-2018
Winnie Hui KnappCambridge Investment Research, Inc.Pruco Securities, LLC.05-11-2018
Rebecca Lynn LackeyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.02-14-2018
Bruce Alfred BirdEdward JonesPruco Securities, LLC.12-21-2017
Leslie S GarnerInnovation Partners LLCPruco Securities, LLC.10-10-2017
James Calvin Byers IIInnovation Partners LLCPruco Securities, LLC.10-10-2017
James Perkins EarleFirst Citizens Investor Services, Inc.Pruco Securities, LLC.07-18-2017
Russell Wayne JohnsonCUSO Financial Services, L.P.Pruco Securities, LLC.04-21-2017
David Doron MehlerMetLife Securities Inc.Pruco Securities, LLC.03-01-2017
Timothy Tyler HowardNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-04-2017
Daniel R. Humphrey Jr.PNC InvestmentsPruco Securities, LLC.12-14-2016
Colin Patrick BerthautInvestacorp, Inc.Pruco Securities, LLC.10-26-2016
Reka Grajzel ReynaAllstate Financial Services, LLCPruco Securities, LLC.07-26-2016
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.