Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Anthony HoyleCambridge Investment Research, Inc.Securities America, Inc.06-01-2020
William Herman DixonSoutheast Investments, N.C., Inc.Securities America, Inc.$4810-07-2019
Joseph Michael Lushene JrLincoln Financial Securities CorporationSecurities America, Inc.07-31-2019
Sean Liam McNallyLPL Financial LLCSecurities America, Inc.$2807-31-2018
Peter James StewartWells Fargo Clearing Services, LLCSecurities America, Inc.07-03-2018
Burton Gloyden Stewart IIIHornor, Townsend & Kent, LLCSecurities America, Inc.12-01-2017
Travis L WhiteCetera Investment Services LLCSecurities America, Inc.03-21-2017
Charles Jeffrey GlennCetera Investment Services LLCSecurities America, Inc.03-17-2017
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
James M WallaceLincoln Financial Securities CorporationSecurities America, Inc.$5011-29-2016
David Russell DuffLincoln InvestmentSecurities America, Inc.04-19-2016
Carmen Smith LanceAmeriprise Financial Services, LLCSecurities America, Inc.03-11-2015
Matthew Paul BelcherPNC InvestmentsSecurities America, Inc.09-24-2012
Michael Dean StokesLPL Financial LLCSecurities America, Inc.08-09-2011
Joshua Robert DonleyLPL Financial LLCSecurities America, Inc.$1108-09-2011
Mickey Lee SmithLPL Financial LLCSecurities America, Inc.$3108-09-2011
Carmen Maria B AndrewsLPL Financial LLCSecurities America, Inc.$1,00012-07-2010
Kelly Lee StraubLPL Financial LLCSecurities America, Inc.$5012-06-2010
Carly Phillips HensleyMerit Financial AdvisorsSecurities America, Inc.12-06-2010
Stuart Ray Gardner JrLPL Financial LLCSecurities America, Inc.$10004-08-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.