Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Kelsey SmithLPL Financial LLCSecurities America, Inc.$15007-20-2011
Brian Todd NeedlemanLPL Financial LLCSecurities America, Inc.07-20-2011
Carmen Maria B. AndrewsLPL Financial LLCSecurities America, Inc.12-07-2010
Craig Alan RubrechtLPL Financial LLCSecurities America, Inc.07-20-2011
David Frank RotatoriLPL Financial LLCSecurities America, Inc.07-20-2011
Douglas Moreland KingLPL Financial LLCSecurities America, Inc.$10012-09-2010
Irene Suet Lee-SluysLPL Financial LLCSecurities America, Inc.01-15-2020
Jeffrey Alan CarboneLPL Financial LLCSecurities America, Inc.$1007-20-2011
Jeremy Patrick MarshallLPL Financial LLCSecurities America, Inc.03-16-2012
Jeremy Warman GrantLPL Financial LLCSecurities America, Inc.07-20-2011
John D. Thacker IILPL Financial LLCSecurities America, Inc.07-20-2011
Jonathan Steele BrownLPL Financial LLCSecurities America, Inc.07-20-2011
Joshua M WhiteLPL Financial LLCSecurities America, Inc.07-20-2011
Joshua Robert DonleyLPL Financial LLCSecurities America, Inc.$2508-09-2011
Kelly Lee StraubLPL Financial LLCSecurities America, Inc.$15012-06-2010
Kenny Blake NicholsLPL Financial LLCSecurities America, Inc.08-18-2014
Michael Dean StokesLPL Financial LLCSecurities America, Inc.$1008-09-2011
Morris Wayne ShankLPL Financial LLCSecurities America, Inc.$5008-09-2011
Rachel Germaine MillerLPL Financial LLCSecurities America, Inc.07-20-2011
Sean Liam McNallyLPL Financial LLCSecurities America, Inc.$2807-31-2018
Stacy Robert PriebeLPL Financial LLCSecurities America, Inc.$1002-14-2011

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.