Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Rae Simpson Jr.Colville Wealth Advisory, LLCSignator Investors, Inc.01-02-2018
Craig Boyce FaileLPL Financial LLCSignator Investors, Inc.$2512-18-2013
Craig Thomas WarnementMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.03-01-2013
Cristen Morgan InmanCambridge Investment Research, Inc.Signator Investors, Inc.11-08-2016
John Matthew WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.09-23-2011
Jonathon T. PratherPruco Securities, LLC.Signator Investors, Inc.08-16-2010
Kyle Steven ShanabergerPNC InvestmentsSignator Investors, Inc.09-26-2014
Laura Coleman CollinsLincoln Financial Securities CorporationSignator Investors, Inc.11-21-2014
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.03-24-2010
Michael Alan PfauthPrincipal Securities, Inc.Signator Investors, Inc.09-01-2011
Michael Justin BrackettVanguard Marketing CorporationSignator Investors, Inc.11-04-2010
Randy Ray MooreheadLPL Financial LLCSignator Investors, Inc.$5009-21-2018
Richard S Black Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.03-24-2015
Ruth Roberts PettySecurities America, Inc.Signator Investors, Inc.$1010-09-2015
Taylor Grant EthridgeState Farm VP Management Corp.Signator Investors, Inc.09-21-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.