Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Warren SmithFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-01-2019
Heath Elliott PiercePruco Securities, LLC.SunTrust Investment Services, Inc.11-16-2018
Christopher Robert GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Gary Craig CrenshawRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1,00008-24-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
FREDERICK WILLIAM STANSBERRYQuestar Capital CorporationSunTrust Investment Services, Inc.09-06-2017
Jeffrey Michael WaltersIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
Nicholas Arthur NielsenIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
Lance Kevin WilsonStrategic Advisers LLCSunTrust Investment Services, Inc.06-12-2017
Joseph Thomas BayseWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-28-2017
Gregory Wayne BassCUSO Financial Services, L.P.SunTrust Investment Services, Inc.$10003-23-2017
David Scott BowenFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.02-09-2017
Michael Emmett LenahanLPL Financial LLCSunTrust Investment Services, Inc.$1,00012-14-2016
Michael Alan BoedekerFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-06-2016
Nickles Gregory SprynWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.08-31-2016
Jose Mauricio Lopera-GuevaraBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.05-18-2016
Cynthia Berenize GalvanStrategic Advisers LLCSunTrust Investment Services, Inc.01-12-2016
Sandra Snead ThorntonPruco Securities, LLC.SunTrust Investment Services, Inc.09-24-2015
Danny Lee PiggeAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$5006-15-2015
Michael Steven AmesFifth Third Securities, Inc.SunTrust Investment Services, Inc.$1003-31-2015
Deborah Metcalfe AikenFifth Third Securities, Inc.SunTrust Investment Services, Inc.01-15-2015
Lori Jeanne TaylorFifth Third Securities, Inc.SunTrust Investment Services, Inc.$15001-15-2015
Wheat Andrew KelleyBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.10-10-2014
Jennifer Ann MackayBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.09-05-2014
James Allen SloopLPL Financial LLCSunTrust Investment Services, Inc.$108-15-2014
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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