Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Frank GoinsSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Barry Vaughn BondWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$10008-22-2012
Brian Christopher FutchSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Brooke Garrett TillerWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.08-09-2010
Carl Randy RodgersRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-24-2011
Charles Warren SmithFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-01-2019
Christopher R GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Clark Dana DeanSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-09-2016
Daniel Britt KimelSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-13-2016
Danny Lee PiggeAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$5006-15-2015
Eric Howard DearmonSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-09-2016
Erin Nicole MillerWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.07-17-2013
Gary Craig CrenshawRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1,00008-24-2018
George William Climer IIIQueens Road Securities, LLCSunTrust Investment Services, Inc.07-10-2013
Gordon Wayne Grimes IIISunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-18-2016
Gregory Wayne BassCUSO Financial Services, L.P.SunTrust Investment Services, Inc.$10003-23-2017
Jacob Lee HedrickFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-15-2013
James Allen SloopLPL Financial LLCSunTrust Investment Services, Inc.08-15-2014
James Michael LoftusMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2012
James Robert Shaughnessy IISunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-31-2016
Jane Harris YarboroughSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-09-2016
Jason S. SykesSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-13-2016
Jean Lynne McMullinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.07-05-2013
Jeffrey Michael WaltersIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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