Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
John Paul Shea SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-21-2017
George Calvert Ray Jr.PFS Investments Inc.TIAA-CREF Individual & Institutional Services, LLC07-27-2017
Samuel James WeidnerNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC07-06-2017
Brad Kevin PinterSunTrust Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC05-31-2017
Kaye Haverstock TahilianiWillingdon Wealth Management LLCTIAA-CREF Individual & Institutional Services, LLC03-07-2017
Jaret Lee TidwellCreative Planning, Inc.TIAA-CREF Individual & Institutional Services, LLC01-11-2017
Hector Luis De CespedesMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC11-07-2016
Sterling Melzer LaneWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC10-11-2016
Gregory Angelo BrownWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC09-30-2016
Ryan William LeeCapFinancial Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC09-21-2016
Steven Richard ColfordLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-30-2016
Timothy Michael HalbigLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-18-2016
Craig Daniel SaurerPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC$15003-03-2016
Bert Lester Bennett IVMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-26-2016
Alfred Joseph GonzalezSunTrust Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$15001-04-2016
Andrew Robert SessionsMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC02-24-2015
Erik K VollandKestra Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC12-22-2014
Harry James Jarrott Jr.Wells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC12-16-2014
Alisha Diane MillionMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC10-30-2014
Angela Sharicee JohnsonWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-15-2014
James Milton Hasty Jr.MetLife Securities Inc.TIAA-CREF Individual & Institutional Services, LLC08-11-2014
Ralph Oscar HimpelWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-04-2014
Jason Curtis PowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC03-13-2014
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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