Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Polly Jeannette KimmelAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC06-11-2013
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Brian Joseph HatcherBanc of America Securities LLCTIAA-CREF Individual & Institutional Services, LLC03-01-2010
Kenneth Lee WatsonBB&T Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-17-2012
Ryan William LeeCapFinancial Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC09-21-2016
Jaret Lee TidwellCreative PlanningTIAA-CREF Individual & Institutional Services, LLC01-11-2017
Erik K VollandKestra Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC$10012-22-2014
Anthony M. MoffaLinden Thomas and Company Securities, LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2019
Logan Grey SharpeLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-22-2018
Steven Richard ColfordLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-30-2016
Timothy Michael HalbigLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-18-2016
William B. Cannon Jr.LPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC$25003-22-2011
Jeffrey Michael StewartLucid Wealth Planning LLCTIAA-CREF Individual & Institutional Services, LLC08-13-2019
John Paul S. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-21-2017
Hector Luis De CespedesMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC11-07-2016
Andrew Robert SessionsMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC02-24-2015
Alisha Diane MillionMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC10-30-2014
Jason Curtis PowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC03-13-2014
Justin Scott FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-01-2013
Kevin Lewis KeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-06-2011
James Milton Hasty Jr.MetLife Securities Inc.TIAA-CREF Individual & Institutional Services, LLC08-11-2014
Bert Lester Bennett IVMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-26-2016
Samuel James WeidnerNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC07-06-2017
Craig Daniel SaurerPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC$15003-03-2016
Brad Kevin PinterSunTrust Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$15005-31-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.