Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce Ebo OdoomWells Fargo Clearing Services, LLCThrivent Investment Management Inc.12-20-2019
Joshua Dale FrancisNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.09-25-2018
James Douglas Jones Jr.BB&T Securities, LLCThrivent Investment Management Inc.02-06-2018
Jeffrey Allen HeadrickAlphaStar Capital Management, LLCThrivent Investment Management Inc.01-04-2018
James Henry Elliott IIAllstate Financial Services, LLCThrivent Investment Management Inc.03-02-2017
Robert Franklin NorthrupPrincipal Securities, Inc.Thrivent Investment Management Inc.03-27-2015
Elizabeth Jean HalesMML Investors Services, LLCThrivent Investment Management Inc.10-02-2014
Dale Eugene KopplinW&S Brokerage Services, Inc.Thrivent Investment Management Inc.06-11-2014
Nathaniel Phillip CarswellMorton Wealth Management LLCThrivent Investment Management Inc.11-25-2013
John Klayton KennedyBB&T Investment Services, Inc.Thrivent Investment Management Inc.11-19-2013
Gregory Kenneth SpencerMetLife Securities Inc.Thrivent Investment Management Inc.06-14-2013
Matthew Henry JohnsonMorton Wealth Management LLCThrivent Investment Management Inc.03-01-2011
Paul Devon ChisholmBB&T Investment Services, Inc.Thrivent Investment Management Inc.10-04-2010
Peter James MillerLPL Financial LLCThrivent Investment Management Inc.03-31-2010
Zachary Scott O'BrienCrown Wealth Group LLCThrivent Investment Management Inc.$1002-27-2020
Barry Lawrence ConoverPruco Securities, LLC.Thrivent Investment Management Inc.$2506-12-2014
Terry Dean HollarRegal Investment Advisors LLCThrivent Investment Management Inc.$5010-05-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.