Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Patrick GeaslenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-24-2020
Patrick Michael Kilcoyne JrMorgan StanleyUBS Financial Services Inc.$2809-08-2020
Nicholas John BaumgartenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-31-2020
Kyle William PotenskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-31-2020
Emmalee Katherine ThorntonFidelity Brokerage Services LLCUBS Financial Services Inc.08-03-2020
Ronald James PerryFounders Financial Alliance, LLCUBS Financial Services Inc.07-06-2020
John P BilliterLPL Financial LLCUBS Financial Services Inc.$15006-11-2020
William L BraudeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-20-2020
Jenny Stiles HollandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7711-25-2019
Daniel Thomas HethPreserve Wealth ManagementUBS Financial Services Inc.09-10-2019
Anthony Benedict Gallo IIIFidelity Brokerage Services LLCUBS Financial Services Inc.08-16-2019
Mathieu Spence GodinCharles Schwab & Co., Inc.UBS Financial Services Inc.08-08-2019
Braxton Tyler SmithFidelity Brokerage Services LLCUBS Financial Services Inc.07-30-2019
William Francis Gold JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
David HutherPNC InvestmentsUBS Financial Services Inc.05-20-2019
Alex B Hargrove SrCapital Investment Group, Inc.UBS Financial Services Inc.03-12-2019
Peter Bayard WearsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-04-2018
Coleton BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Richard Louis BeanAmeriprise Financial Services, LLCUBS Financial Services Inc.02-16-2018
Marcus Todd TerdikCapital Investment Group, Inc.UBS Financial Services Inc.02-07-2018
Scott Michael BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-21-2017
Robert Rolf ChuprevichTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$10009-05-2017
Dana Nichole TimchenkoMorgan StanleyUBS Financial Services Inc.$15005-15-2017
David Sverre HalvorsenFirst Horizon Advisors, Inc.UBS Financial Services Inc.04-21-2017
Robert Samuel DyeIndependent Advisor Alliance, LLCUBS Financial Services Inc.03-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.