Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Alex Blow Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Peter Bayard WearsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-04-2018
Coleton Taylor BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Scott Michael BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-21-2017
Dana N TimchenkoMorgan StanleyUBS Financial Services Inc.$15005-15-2017
David Sverre HalvorsenFTB Advisors, Inc.UBS Financial Services Inc.04-21-2017
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.$104-07-2017
Robert Samuel DyeIndependent Advisor Alliance, LLCUBS Financial Services Inc.03-06-2017
Michael Alonzo ConnollyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2016
Andres F CordobaTD Ameritrade Investment Management, LLCUBS Financial Services Inc.10-07-2016
David Wingate DalessandroRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-26-2016
Benjamin E Everette LinkBB&T Securities, LLCUBS Financial Services Inc.$105-24-2016
Peter James AdcroftJanney Montgomery Scott LLCUBS Financial Services Inc.$103-23-2016
Donald Ray HuneycuttWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-04-2015
Gregory Alain HerschInnovation Partners LLCUBS Financial Services Inc.10-20-2015
Alex Jacob MossPNC InvestmentsUBS Financial Services Inc.08-11-2015
Leanne Faith SchwarzmannStrategic Advisers LLCUBS Financial Services Inc.08-05-2015
Matthew C StrifflerTD Ameritrade Investment Management, LLCUBS Financial Services Inc.08-05-2015
Jeffrey Dennis KerriganWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2506-30-2015
Larry Dean PulliamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-30-2015
Wylie Paige SouthernCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-25-2015
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Steven Richard BramhallPNC InvestmentsUBS Financial Services Inc.05-14-2015
George Wall Holden IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$11704-17-2015
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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