Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex B. Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Alex Jacob MossPNC InvestmentsUBS Financial Services Inc.08-11-2015
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Andres F CordobaTD Ameritrade Investment Management, LLCUBS Financial Services Inc.10-07-2016
Andrew Gaston BarnesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.08-08-2017
Andrew James McKayMorgan StanleyUBS Financial Services Inc.$50009-30-2010
Becca Henry StockdaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-04-2011
Benjamin Everett LinkBB&T Securities, LLCUBS Financial Services Inc.$50005-24-2016
Bennett V SmithStephensUBS Financial Services Inc.$25008-16-2013
Blake Jason GreiterMorgan StanleyUBS Financial Services Inc.09-30-2010
Bob Naresh SuriBB&T Securities, LLCUBS Financial Services Inc.$50005-16-2014
Brenda Sparks McCleereyOppenheimer & Co. Inc.UBS Financial Services Inc.$50007-01-2009
Brian RolandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Brock Eugene HimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-04-2009
C. Harvey Rice, Haley Hill, David Halvorsen, Jennifer Burkhardt-Blevins, Mark GrowU.S. Trust Bank of America Private Wealth ManagementUBS Financial Services Inc.$80002-02-2011
Cal Rains IIOppenheimer & Co. Inc.UBS Financial Services Inc.$35005-22-2009
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.$10012-13-2013
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Charles Bruce AsheWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50011-17-2009
Charles H. Moehrke Jr.Morgan StanleyUBS Financial Services Inc.$10010-21-2009
Charles Stoner, Eileen StonerMorgan StanleyUBS Financial Services Inc.$30006-17-2011
Chiaheng John ChenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10011-14-2014
Christopher Sean GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Clyde Scott HillWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50005-29-2009
Coleton BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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