Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alonzo ConnollyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2016
Jeffrey Dennis KerriganWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2015
Mikki Ann KlineWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2014
James Henry HuskeyWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2014
Jonathan Phillip MetzgerWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-21-2013
Wade Haywood Winstead Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.12-15-2009
James Townsend Tanner IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-17-2009
Munro Lebby Boinest IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-29-2009
Michael Francis WiercinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-29-2010
Ronald Dale WalkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-25-2009
Scott Michael BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-21-2017
Donald Ray HuneycuttWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-04-2015
Frank Joseph ClementeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-15-2015
Charles Bruce AsheWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-17-2009
Larry Dean PulliamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-30-2015
Chiaheng John ChenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-14-2014
Gregory Phylander DuckworthWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-28-2012
James Townsend Tanner Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15011-17-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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