Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Dennis Wayne Grinestaff Jr. | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 01-22-2009 |
| Roberta K. Dawson | First Citizens Investor Services, Inc. | Uvest Financial Services Group, Inc. | — | 02-02-2009 |
| Sharon Kay Wilsmann | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 03-20-2009 |
| Sherry Winstead Wolfe | Capital Investment Group, Inc. | Uvest Financial Services Group, Inc. | — | 04-30-2009 |
| Janice Hoxsey | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-09-2009 |
| Thomas Vance Walker | LPL Financial LLC | Uvest Financial Services Group, Inc. | $25 | 02-02-2010 |
| Joel Edwin Godby | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 02-02-2010 |
| Howell Gregory Ferguson | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 03-05-2010 |
| Eric J Scheffler | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 06-14-2010 |
| Michael William Kruchten | LPL Financial LLC | Uvest Financial Services Group, Inc. | $50 | 11-02-2010 |
| Robin Rae Saar | LPL Financial LLC | Uvest Financial Services Group, Inc. | $50 | 11-02-2010 |
| David Alan Hatton | LPL Financial LLC | Uvest Financial Services Group, Inc. | $25 | 11-02-2010 |
| Joey D. Lundry | LPL Financial LLC | Uvest Financial Services Group, Inc. | $25 | 11-02-2010 |
| Christine Cannarsa Archer | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Kristen Ann Vitale | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Robert Geoffrey Stenzel | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Bryon Mecrey Brust | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Robert Shane McLamore | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Julie Ann Hefner | LPL Financial LLC | Uvest Financial Services Group, Inc. | — | 11-02-2010 |
| Amanda Lynn Loflin | Raymond James Financial Services, Inc. | Uvest Financial Services Group, Inc. | — | 07-01-2011 |
| John Edward Dawson | LPL Financial LLC | Uvest Financial Services Group, Inc. | $50 | 07-05-2011 |
| Christopher Ryan Horne | LPL Financial LLC | Uvest Financial Services Group, Inc. | $25 | 07-05-2011 |
| Scott Wesley Foster | LPL Financial LLC | Uvest Financial Services Group, Inc. | $10 | 07-05-2011 |
| Thomas Anthony Greco | LPL Financial LLC | UVEST Financial Services Group, Inc. | — | 07-05-2011 |
| William Herman Hopkins Jr. | Infinex Investments, Inc. | Uvest Financial Services Group, Inc. | $100 | 09-06-2011 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
