Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Brandon EmmingerGreenway Wealth Advisors, LLCVanguard Marketing Corporation11-27-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
Michael Andrew SellersSA Stone Wealth Management Inc.Vanguard Marketing Corporation10-20-2017
Elliott Winfred MccownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Shawn Michael WhiteUBS Financial Services Inc.Vanguard Marketing Corporation10-06-2017
Matthew James WilliamsPNC InvestmentsVanguard Marketing Corporation08-18-2017
Jonathan Richard DunnUBS Financial Services Inc.Vanguard Marketing Corporation07-27-2017
Lisa Marise GreenMorgan StanleyVanguard Marketing Corporation03-13-2017
Mehul Mahesh ShahLPL Financial LLCVanguard Marketing Corporation03-16-2016
Maria A NaranjoMorgan StanleyVanguard Marketing Corporation02-12-2016
Robert Joel JonesInvestor Advisory GroupVanguard Marketing Corporation02-10-2016
Yolanda Fay WilsonLPL Financial LLCVanguard Marketing Corporation01-19-2016
Emily BosterCetera Advisor Networks LLCVanguard Marketing Corporation01-04-2016
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Scott Douglas BurgessUBS Financial Services Inc.Vanguard Marketing Corporation12-03-2015
Sterling Davide SamsMetLife Securities Inc.Vanguard Marketing Corporation11-12-2015
Kathryn NusbaumRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation09-22-2015
Kevin Michael Doyle Jr.AXA Advisors, LLCVanguard Marketing Corporation08-17-2015
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation$107-21-2015
William Farley O'BrienUBS Financial Services Inc.Vanguard Marketing Corporation06-09-2015
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Joseph Weston NortonFirst Citizens Investor Services, Inc.Vanguard Marketing Corporation11-12-2014
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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