Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Bradley Samuel SmithUBS Financial Services Inc.Vanguard Marketing Corporation01-14-2020
Caitlin Elizabeth MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation05-20-2016
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Candace Dawn Lowerre HallFidelity Brokerage Services LLCVanguard Marketing Corporation11-01-2019
Christopher James HoldenTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation09-10-2012
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Daniel L BrownTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation02-23-2016
Daniel Stephen WimerUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Elliott Winfred McCownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Emillian Amalachukwu UdekigboWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-24-2018
Gianni Thomas AbballeUBS Financial Services Inc.Vanguard Marketing Corporation10-09-2014
Grant Alexander Palmer IVWaypoint Wealth ManagementVanguard Marketing Corporation10-01-2020
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Guy Thornton McBride IIIPNC InvestmentsVanguard Marketing Corporation08-12-2014
Herman Edward Freitag IIIBrightworth, LLCVanguard Marketing Corporation01-19-2018
Holly Sierra TownsendUBS Financial Services Inc.Vanguard Marketing Corporation04-09-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
Isaac Lamar HeywardTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation11-12-2012
Jared Michael WallTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation03-02-2016
John Franklin PylesCapFinancial Securities, LLC.Vanguard Marketing Corporation06-03-2020
John Macphail WaggettWells Fargo Clearing Services, LLCVanguard Marketing Corporation08-03-2018
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.