Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Elliott Winfred McCownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Gianni T. AbballeUBS Financial Services Inc.Vanguard Marketing Corporation10-09-2014
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Guy Thornton McBride IIIPNC InvestmentsVanguard Marketing Corporation08-12-2014
Holly Sierra TownsendUBS Financial Services Inc.Vanguard Marketing Corporation04-09-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
Jeffrey Brandon EmmingerGreenway Wealth Advisors, LLCVanguard Marketing Corporation11-27-2018
Jonathan R. DunnUBS Financial Services Inc.Vanguard Marketing Corporation07-27-2017
Justine Renee KalafatisUBS Financial Services Inc.Vanguard Marketing Corporation02-12-2019
Kathryn NusbaumRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation09-22-2015
Kevin Michael Doyle Jr.AXA Advisors, LLCVanguard Marketing Corporation08-17-2015
Lisa Marise GreenMorgan StanleyVanguard Marketing Corporation03-13-2017
Maria A. NaranjoMorgan StanleyVanguard Marketing Corporation02-12-2016
Matthew Alan BatsonUBS Financial Services Inc.Vanguard Marketing Corporation05-08-2018
Neville Von Brock FearingMML Investors Services, LLCVanguard Marketing Corporation07-23-2014
Richard Charles GrowUBS Financial Services Inc.Vanguard Marketing Corporation02-15-2018
Next Page »

Showing 1 to 25 of 33 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.