Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Kenneth WiethornFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC04-13-2020
Joseph Matthew FortinoFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-06-2020
Steven Craig CollieLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Michael Keith AshworthLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Ryan A. MaglioZermatt Securities, Inc.Wells Fargo Clearing Services, LLC03-30-2020
Allison Marie FryRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-11-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Jimmy Ray HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1002-27-2020
Efren S. VintimillaFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-21-2020
Ryan Patrick MoranLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC02-18-2020
Bradley Kirk SearsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5402-12-2020
Braden Thomas RadcliffJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-07-2020
Christopher Randolph StanleyWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-31-2020
Marion Benjamin NoblesMML Investors Services, LLCWells Fargo Clearing Services, LLC01-30-2020
Michael Becker AndryMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Skyler BorgmanCapFinancial Securities, LLC.Wells Fargo Clearing Services, LLC01-09-2020
Amy K. GiannolaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-08-2020
Hoss EsmaeiliLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC$3812-19-2019
Katherine VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-17-2019
Keary James DidierMorgan StanleyWells Fargo Clearing Services, LLC12-12-2019
Michael Timothy RyanBB&T Securities, LLCWells Fargo Clearing Services, LLC11-27-2019
Larry Allen HammondsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-07-2019
Andrew Herbert TaylorKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC11-06-2019
Aric DambrevilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Douglas L. ChiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
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Showing 1 to 25 of 593 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.