Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Thomas SnowInfinex Investments, Inc.Wells Fargo Clearing Services, LLC10-01-2020
David Michael BelliaPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC09-30-2020
Daniel James DoleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-30-2020
Elaina EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-17-2020
Paul Jason TerreyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-21-2020
Aaron T OlsonMutual Advisors, LLCWells Fargo Clearing Services, LLC08-11-2020
Connie Viator RussellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-07-2020
Joshua E HolbyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-04-2020
Richard Kelley Downey IIWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC07-27-2020
Mark Edward WhitleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-01-2020
Jennifer Anne WichmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-01-2020
Lyndah Christine TelloPFS Investments Inc.Wells Fargo Clearing Services, LLC06-25-2020
Theophilus Linwood WoodleyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-24-2020
Matthew Peter ThielRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2020
Sheree Lynn CrumbleyCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC06-05-2020
Richard Kenneth WiethornFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC04-13-2020
Joseph Matthew FortinoFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-06-2020
Mike Ashworth Steve Collie Katheryn GordonLPL Financial LLCWells Fargo Clearing Services, LLC$30004-01-2020
Steven Craig CollieLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Michael Keith AshworthLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Katheryn Lee GordonLPL Financial LLCWells Fargo Clearing Services, LLC04-01-2020
Ryan A MaglioZermatt Securities, Inc.Wells Fargo Clearing Services, LLC03-30-2020
Raymond Joseph WalshYour Capital Financial, LLCWells Fargo Clearing Services, LLC03-14-2020
Allison Marie FryRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-11-2020
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
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Showing 1 to 25 of 365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.