Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B SmithCardinal FinancialWells Fargo Clearing Services, LLC09-17-2013
Adam Howard SnellingAXA Advisors, LLCWells Fargo Clearing Services, LLC05-04-2011
Adolfo John Montesa IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5011-17-2014
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009
Alfred Llewellyn Hobgood IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15011-02-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-02-2017
Alfred Patrick GugliottaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-31-2012
Allen Hammonds Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16511-07-2019
Amandus Conrad Frey IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1009-20-2017
Andrew Burr PorterfieldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-19-2015
Andrew Harrison Peatross Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-02-2017
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Angela Ruth Johnson-MooreFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2509-19-2017
Angela Wall HallRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-28-2015
Anthony Patrick DowlingWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-03-2009
Antonio Vince PorrettaLPL Financial LLCWells Fargo Clearing Services, LLC07-11-2011
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC02-06-2019
Bailey Bass BarteeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Benjamin Robert StruckFinancial TailorWells Fargo Clearing Services, LLC10-24-2012
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Bobby Lewis Moss Jr.LPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Brandon Alessondro YoungerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-03-2015
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Brent Marshall NaylorEdward JonesWells Fargo Clearing Services, LLC$2503-22-2019
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Showing 1 to 25 of 205 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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