Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Wilson SeamonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-28-2019
Elizabeth Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Elizabeth Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Keith CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Shelley Clyde York IIIWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC04-18-2019
George Mitchell Harris IIIWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC04-18-2019
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC02-06-2019
John Lucas Armistead IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-28-2018
John Anthony AlvarezPruco Securities, LLC.Wells Fargo Clearing Services, LLC10-19-2018
Cory Michael WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-30-2018
John Robert LawsonFounders Financial Alliance, LLCWells Fargo Clearing Services, LLC06-24-2018
Michael Uche AmadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2018
James Colby LylesEdward JonesWells Fargo Clearing Services, LLC03-29-2018
Traci Jean DiblasioFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
David M. NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-19-2018
Katherine Carrowon BooneFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-02-2018
Russell M. HullRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-24-2017
Justin Edwin TartRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-03-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-02-2017
Wendolyn Lea ForbesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-27-2017
Jason MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2017
Jennifer Lyn KissingerMorgan StanleyWells Fargo Clearing Services, LLC09-25-2017
Dianna S. HoffmanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC03-03-2017
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Showing 1 to 25 of 205 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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