Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan David JacobsonLPL Financial LLCWells Fargo Clearing Services, LLC$1002-08-2013
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Antonio Vince PorrettaLPL Financial LLCWells Fargo Clearing Services, LLC07-11-2011
Arnold Alex RosalesLPL Financial LLCWells Fargo Clearing Services, LLC08-12-2013
Bobby Lewis Moss Jr.LPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Charles Caleb FackrellLPL Financial LLCWells Fargo Clearing Services, LLC06-11-2010
Christopher Jason BrownLPL Financial LLCWells Fargo Clearing Services, LLC$5009-26-2012
Christopher Knox HilliardLPL Financial LLCWells Fargo Clearing Services, LLC02-05-2014
Christopher Morgan LambrechtLPL Financial LLCWells Fargo Clearing Services, LLC08-04-2011
Christopher Morris EdwardsLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2013
Dana Gale Elston IILPL Financial LLCWells Fargo Clearing Services, LLC$5004-03-2019
Darryl Cermak-SerfassLPL Financial LLCWells Fargo Clearing Services, LLC$1010-06-2014
David Andrew MedlinLPL Financial LLCWells Fargo Clearing Services, LLC11-03-2011
Floyd Freeman Pate IIILPL Financial LLCWells Fargo Clearing Services, LLC12-19-2012
Harmon Copeland Callen IIILPL Financial LLCWells Fargo Clearing Services, LLC05-20-2011
Howard Justin Helms IIILPL Financial LLCWells Fargo Clearing Services, LLC$5004-27-2012
Jack Wilson Richardson Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-27-2012
James Michael BakerLPL Financial LLCWells Fargo Clearing Services, LLC12-11-2013
Jason Thomas SingletonLPL Financial LLCWells Fargo Clearing Services, LLC$14212-12-2016
Jerome Michael BairdLPL Financial LLCWells Fargo Clearing Services, LLC$2509-27-2010
Joseph Michael PrestonLPL Financial LLCWells Fargo Clearing Services, LLC12-01-2015
Jude Michael CarneyLPL Financial LLCWells Fargo Clearing Services, LLC03-23-2012
Mahesh ChandwaniLPL Financial LLCWells Fargo Clearing Services, LLC06-21-2010
Matthew J. StephensLPL Financial LLCWells Fargo Clearing Services, LLC$1010-31-2013
Michael Keith AshworthLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.