Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Shantal Lillian TolbertAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-01-2019
Rea Samuel PtacinAllstate Financial Services, LLCPrincipal Securities, Inc.03-25-2019
Coleton Taylor BooneAllstate Financial Services, LLCUBS Financial Services Inc.03-06-2018
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC$111-20-2017
William Christopher StanfordAllstate Financial Services, LLCW&S Brokerage Services, Inc.10-31-2017
Scott E PorterAllstate Financial Services, LLCWells Fargo Clearing Services, LLC07-24-2017
Donald Glenn CollinsAllstate Financial Services, LLCVALIC Financial Advisors, Inc.06-08-2017
Jennifer Owens WhittakerAllstate Financial Services, LLCFifth Third Securities, Inc.04-14-2017
James Henry Elliott IIAllstate Financial Services, LLCThrivent Investment Management Inc.03-02-2017
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
Jennifer Ryan Clarke DrennonAllstate Financial Services, LLCState Farm VP Management Corp.08-16-2016
Reka Grajzel ReynaAllstate Financial Services, LLCPruco Securities, LLC.07-26-2016
Herbert Ludwig BrinskelleAllstate Financial Services, LLCWells Fargo Clearing Services, LLC07-21-2016
John Dewalden Eller IIIAllstate Financial Services, LLCPrincipal Securities, Inc.05-04-2016
Jacob Douglas MorseAllstate Financial Services, LLCState Farm VP Management Corp.04-15-2016
Christopher Alan McclayAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.03-16-2016
Terry Patrick WallAllstate Financial Services, LLCMetLife Securities Inc.$103-15-2016
Timothy Wayne HicksAllstate Financial Services, LLCHorace Mann Investors, Inc.01-01-2016
John Fitzgerald ColeAllstate Financial Services, LLCW&S Brokerage Services, Inc.10-15-2015
Leca Bradley HarrisAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-15-2015
Robert Michael ChesterAllstate Financial Services, LLCFifth Third Securities, Inc.$5003-23-2015
Eric Richard BohmanAllstate Financial Services, LLCState Farm VP Management Corp.03-17-2015
Paul Andrew DowdAllstate Financial Services, LLCPrincipal Securities, Inc.$2512-08-2014
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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