Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Matthew SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Joel D AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC$2512-19-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-14-2018
John Mark MetcalfAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
Peter Mark DearcangelisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Catherine Cagle HarrisAmeriprise Financial Services, Inc.Blueprint Wealth Management06-07-2017
John David ToddAmeriprise Financial Services, Inc.Edward Jones03-15-2017
Erin SabinAmeriprise Financial Services, Inc.Edward Jones02-01-2017
Douglas Carl BoggieAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-04-2016
Kenneth Hedgecock BrownAmeriprise Financial Services, Inc.Edward Jones$1009-09-2016
William Franklin Britt Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-13-2016
Jessica Bullard LeeAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-02-2015
Jon M NarducciAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-23-2015
Bret Anson UrbanskiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15009-04-2015
Karen Hendricks TrounsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10309-04-2015
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
Elizabeth Adams WatkinsAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2015
Mark Gregory AllbaughAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
Danny Lee PiggeAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$5006-15-2015
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
Nathan K DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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