Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Jason TerreyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-21-2020
Paul Jason TerreyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-21-2020
Connie Viator RussellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-13-2020
Connie Viator RussellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-13-2020
Matthew George GriffinAmeriprise Financial Services, LLCLPL Financial LLC$508-03-2020
Marty Wade MitchellAmeriprise Financial Services, LLCLPL Financial LLC03-16-2020
Paul Michael RichardsAmeriprise Financial Services, LLCEdward Jones$15002-28-2020
Scott Andrew TippinsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-13-2019
William Wrenn HadleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-30-2019
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
John Stuart WatlingtonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Martin M. SohovichAmeriprise Financial Services, LLCEdward Jones02-12-2019
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC$2512-19-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-14-2018
Jeffrey Scott ShealyAmeriprise Financial Services, LLCMorgan Stanley09-21-2018
John Mark MetcalfAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-13-2018
Gloria Tange De ArcangelisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-06-2018
Peter Mark DearcangelisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00008-03-2018
Melissa J. WiedbraukAmeriprise Financial Services, LLCFirst Citizens Investor Services, Inc.06-08-2018
James Christopher BryantAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15006-06-2018
Nancy Marie BlanchetteAmeriprise Financial Services, LLCBB&T Securities, LLC05-16-2018
Brad Lee ClasbyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-12-2018
Cora Wallin WorleyAmeriprise Financial Services, LLCFirst Citizens Investor Services, Inc.10-12-2017
Michael Bradley McGradyAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC08-30-2017
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.