Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad R BarberAmeriprise Financial Services, LLCEdward Jones$7011-19-2014
Will HadleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$16608-30-2019
Peter De ArcangelisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$14008-03-2018
David FlandersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5404-24-2015
Daniel James DoleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-30-2020
Paul Jason TerreyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-21-2020
Connie Viator RussellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-07-2020
Anne Ardeen PlatskyAmeriprise Financial Services, LLCLifeMark Securities Corp.05-06-2020
Marty Wade MitchellAmeriprise Financial Services, LLCLPL Financial LLC$5003-16-2020
Paul Michael RichardsAmeriprise Financial Services, LLCEdward Jones$15002-28-2020
Scott Andrew TippinsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-13-2019
William Wrenn HadleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-30-2019
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
John Stuart WatlingtonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Martin M SohovichAmeriprise Financial Services, LLCEdward Jones02-12-2019
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC12-19-2018
William Proctor Greathouse JrAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2512-14-2018
Jeffrey Scott ShealyAmeriprise Financial Services, LLCMorgan Stanley09-21-2018
James Christopher BryantAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15006-06-2018
Richard Louis BeanAmeriprise Financial Services, LLCUBS Financial Services Inc.02-16-2018
Brad Lee ClasbyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-12-2018
Cora Wallin WorleyAmeriprise Financial Services, LLCFirst Citizens Investor Services, Inc.10-12-2017
Mitchell Ausden SayersAmeriprise Financial Services, LLCVanguard Marketing Corporation07-31-2017
John David ToddAmeriprise Financial Services, LLCEdward Jones03-15-2017
Nathan Aaron CherryAmeriprise Financial Services, LLCM&T Securities, Inc.03-02-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.