Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$10003-21-2019
Leslie Jane RoseBB&T Securities, LLCAmeritas Investment Corp.$10004-01-2019
Drewry Randolph IsaacsonBB&T Securities, LLCFifth Third Securities, Inc.06-07-2018
Charles Warren SmithBB&T Securities, LLCFifth Third Securities, Inc.08-12-2013
Joseph Mahoney DumserBB&T Securities, LLCFirst Citizens Investor Services, Inc.05-01-2015
James Francis AustinBB&T Securities, LLCFirst Citizens Investor Services, Inc.$50008-04-2014
Alicia Ann ZmudaBB&T Securities, LLCFirst Citizens Securities Corporation$50005-20-2015
Diana VillegasBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
William SewellBB&T Securities, LLCJanney Montgomery Scott LLC06-20-2019
Stephen Douglas SextonBB&T Securities, LLCLPL Financial LLC$25007-18-2016
Vernon D MosesBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Edwin WarrenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Scott Allen TilleyBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2018
Michael Paul BishBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-08-2017
Erin Patricia LuckhauptBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Gregory Mark HudsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Randall Scott WestBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2017
Brock Eugene HimanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13412-14-2016
Donna Lynne LiederBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2016
William Merrick SemansBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2015
Scott Montgomery Webb ShookBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-06-2014
Thomas Ronald RouseBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-06-2014
Carlo Walter OldaniBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-10-2013
Hollie Beth KatzBB&T Securities, LLCMorgan Stanley$25009-12-2019
Amy L BrogdenBB&T Securities, LLCMorgan Stanley06-12-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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