Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Wickert BarrettBB&T Securities, LLCWatermark Advisors, LLC05-05-2014
Alicia Ann ZmudaBB&T Securities, LLCFirst Citizens Securities Corporation$5005-20-2015
Amy Lynn WoodardBB&T Securities, LLCMorgan Stanley06-12-2018
Anthony J. ReidBB&T Securities, LLCPNC Investments10-24-2018
Benjamin Everett LinkBB&T Securities, LLCUBS Financial Services Inc.$5005-24-2016
Bob Naresh SuriBB&T Securities, LLCUBS Financial Services Inc.$5005-16-2014
Brock Eugene HimanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13412-14-2016
Carlo Walter OldaniBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-10-2013
Catherine Proctor ClontzBB&T Securities, LLCPNC Investments03-06-2020
Charles Mitchell BarnhillBB&T Securities, LLCWells Fargo Clearing Services, LLC$15010-04-2013
Charles Warren SmithBB&T Securities, LLCFifth Third Securities, Inc.08-12-2013
Christopher Lamont BrownBB&T Securities, LLCEdward Jones$15005-18-2020
Diana VillegasBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Donna Lynne LiederBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2016
Drewry Randolph IsaacsonBB&T Securities, LLCFifth Third Securities, Inc.06-07-2018
Edwin WarrenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Elizabeth Kenton BrownBB&T Securities, LLCStrategic Advisers LLC02-27-2018
Ellen Johnson BaileyBB&T Securities, LLCMorgan Stanley$1012-06-2016
Erin Patricia LuckhauptBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Gregory Mark HudsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Hollie Beth KatzBB&T Securities, LLCMorgan Stanley$2509-12-2019
James Douglas Jones Jr.BB&T Securities, LLCThrivent Investment Management Inc.02-06-2018
James Francis AustinBB&T Securities, LLCFirst Citizens Investor Services, Inc.$5008-04-2014
Jeffrey Alan LewisBB&T Securities, LLCStephens$7409-12-2017
Joanna Vanessa RansomBB&T Securities, LLCWells Fargo Clearing Services, LLC06-12-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.