Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Michael HealyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2020
John Anthony AlvarezCUSO Financial Services, L.P.Pruco Securities, LLC.03-18-2020
Peter John BrambsCUSO Financial Services, L.P.PNC Investments$15010-07-2019
Lopez Duane DavisCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5007-10-2019
Kevin Lee CookCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
David L. SpencerCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Joshua Aaron RhemCUSO Financial Services, L.P.PNC Investments11-27-2017
Cheryl Hester GuyCUSO Financial Services, L.P.PNC Investments07-05-2017
Carla Wickline HookerCUSO Financial Services, L.P.MML Investors Services, LLC05-02-2017
Russell Wayne JohnsonCUSO Financial Services, L.P.Pruco Securities, LLC.04-21-2017
Brett Thomas SneedCUSO Financial Services, L.P.Edward Jones03-29-2017
Gregory Wayne BassCUSO Financial Services, L.P.SunTrust Investment Services, Inc.03-23-2017
Dianna S. HoffmanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC03-03-2017
Anita Nichole CanadyCUSO Financial Services, L.P.MetLife Securities Inc.$5012-12-2016
Catherine Ann BryantCUSO Financial Services, L.P.PNC Investments09-07-2016
Angela Sue DiehlCUSO Financial Services, L.P.Capital Investment Group, Inc.06-13-2016
Michael WestbrookCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$1003-28-2016
Donna Andrea PantonCUSO Financial Services, L.P.Key Investment Services LLC03-07-2016
Ewelina Anna CaplapCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-14-2015
Frank Nolan KisselCUSO Financial Services, L.P.MetLife Securities Inc.$1012-18-2014
Margaret Now MotsingerCUSO Financial Services, L.P.Raymond James Financial Services, Inc.04-14-2014
Denis J. IngallsCUSO Financial Services, L.P.Summit Financial Group Inc01-22-2013
Kelly F SullivanCUSO Financial Services, L.P.Park Avenue Securities LLC$112-19-2012
Marvin Allen JonesCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$5012-07-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.