Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
Michael Eric FayedCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$5007-16-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Joseph M MilanoCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$2503-08-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Chadwick M MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$5011-17-2017
Justin Brand WolfeCambridge Investment Research, Inc.LPL Financial LLC$2510-12-2017
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Steven Craig SovdeCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1009-06-2017
David Gerard McinteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Diane Theresa McinteeCambridge Investment Research, Inc.HD Vest Investment Services$112-02-2016
Cristen Kimberley MorganCambridge Investment Research, Inc.Signator Investors, Inc.$2511-08-2016
Michael John RiceCambridge Investment Research, Inc.MetLife Securities Inc.09-30-2016
Mark Sean KellyCambridge Investment Research, Inc.Principal Securities, Inc.08-01-2016
Heather Lynn CrawfordCambridge Investment Research, Inc.PNC Investments06-17-2016
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Mark Rodney ConwayCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-03-2016
Christopher Ryan ThomasCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-18-2016
William Charles BrackenCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$1004-18-2016
Richard Corey LewisCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$104-15-2016
Stephanie Devan AbeeCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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