Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gloria Arsonia PottsCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$2501-02-2015
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Charles Allen Rogers Jr.Cambridge Investment Research, Inc.Ameritas Investment Corp.$5002-01-2016
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$2511-17-2017
Reginald Brent DeesCambridge Investment Research, Inc.Geneos Wealth Management, Inc.08-02-2013
Dawn Marie BakerCambridge Investment Research, Inc.GunnAllen Financial, Inc$1001-25-2010
Diane Theresa McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
David Gerard McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Joseph M. MilanoCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$2503-08-2018
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Christopher B. KemperCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation02-07-2014
Thomas Roger ThalmanCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$1002-10-2012
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Steven Craig SovdeCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1009-06-2017
Justin Brand WolfeCambridge Investment Research, Inc.LPL Financial LLC$2510-12-2017
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
James Richard CulbersonCambridge Investment Research, Inc.LPL Financial LLC10-03-2014
Sanjay ShahCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2014
O'Neal McCall Jr.Cambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Brian K. HutsonCambridge Investment Research, Inc.Nationwide Securities, LLC11-01-2019
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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