Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Andrew Jackson Wood Jr.Cambridge Investment Research, Inc.Capital Guardian, LLC$5002-01-2013
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$2511-17-2017
Blake Charles KnoefelCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC06-01-2018
Bradley Mitchell SizemoreCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Brenda Smith SchwabCambridge Investment Research, Inc.New England Securities11-08-2011
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Brent Henderson ParksCambridge Investment Research, Inc.Parkland Securities, LLC02-03-2015
Brian K. HutsonCambridge Investment Research, Inc.Nationwide Securities, LLC11-01-2019
Brian Roberts WheelerCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-07-2017
Brian Thomas FortuneCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2020
Bruce Davis HenningCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-31-2014
Cara Elizabeth LindnerCambridge Investment Research, Inc.Raymond James Financial Services, Inc.03-22-2018
Chadwick M. MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Charles Allen Rogers Jr.Cambridge Investment Research, Inc.Ameritas Investment Company, LLC$5002-01-2016
Charles Wayne Matthews Sr.Cambridge Investment Research, Inc.Tower Square Securities, Inc.09-01-2011
Christopher B. KemperCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation02-07-2014
Christopher Ryan ThomasCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-18-2016
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
Cristen Morgan InmanCambridge Investment Research, Inc.Signator Investors, Inc.11-08-2016
David Gerard McInteeCambridge Investment Research, Inc.Avantax Investment Services, Inc.12-02-2016
Dawn Marie BakerCambridge Investment Research, Inc.GunnAllen Financial, Inc$1001-25-2010
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Derek Samuel CoffrenCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.