Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Margaret WestbrookCapFinancial Securities, LLC.Hayden Royal01-29-2020
Kristopher L. ByrdCapFinancial Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2020
Skyler BorgmanCapFinancial Securities, LLC.Wells Fargo Clearing Services, LLC01-09-2020
Ashley W. OwensCapFinancial Securities, LLC.Infinex Investments, Inc.10-30-2019
Catherine Scott MitchellCapFinancial Securities, LLC.VALIC Financial Advisors, Inc.02-05-2019
Robert Charles JonesCapFinancial Securities, LLC.Morgan Stanley01-17-2019
Stephanie Marie BrownCapFinancial Securities, LLC.USI Securities, Inc.10-22-2018
Peter D. DinardoCapFinancial Securities, LLC.Strategic Advisers LLC03-27-2018
Patrick Barry FlintCapFinancial Securities, LLC.John Hancock Distributors LLC07-26-2017
David Bernard HaireCapFinancial Securities, LLC.Bohmer Kilcoyne Wealth Management, LLC01-30-2017
Bridget Eileen MitchellCapFinancial Securities, LLC.LPL Financial LLC$28701-30-2017
Joshua Scott HaireCapFinancial Securities, LLC.Bohmer Kilcoyne Wealth Management, LLC01-30-2017
Ryan William LeeCapFinancial Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC09-21-2016
Brian Matthew PollardCapFinancial Securities, LLC.USAA Financial Advisors, Inc.09-13-2016
Joey A. GoodspeedCapFinancial Securities, LLC.ADP Broker-Dealer, Inc.06-24-2016
William Tyler GuptonCapFinancial Securities, LLC.Goldman Sachs & Co.05-11-2016
Audrey Christine WheatCapFinancial Securities, LLC.T. Rowe Price Investment Services, Inc.02-10-2016
Michael Alan HargroveCapFinancial Securities, LLC.Northwestern Mutual Investment Services, LLC$15002-05-2016
John Henry Sandmann IICapFinancial Securities, LLC.Edward Jones02-05-2016
William F. LyleCapFinancial Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2015
William Noel ChitwoodCapFinancial Securities, LLC.Fidelity Brokerage Services LLC09-16-2015
James David VankeCapFinancial Securities, LLC.Independent Financial Partners07-31-2015
Kevin Thomas FieldmanCapFinancial Securities, LLC.Transamerica Investors Securities Corporation$10007-28-2015
Jamie Erin ThomaswongCapFinancial Securities, LLC.LPL Financial LLC06-19-2015
William Bryan BlairCapFinancial Securities, LLC.CapFinancial Securities, LLC.04-15-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.