Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Lewis SowersCapital Investment Group, Inc.Raymond James Financial Services Advisors, Inc.$5006-20-2019
Morris Trulock BellCapital Investment Group, Inc.Prospera Financial Services, Inc.$2506-14-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Alex Blow Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Clifford Darrell SorelCapital Investment Group, Inc.Raymond James Financial Services, Inc.$13108-07-2018
Curtis Wilson Taylor IICapital Investment Group, Inc.USA Financial Securities Corporation$10905-21-2018
Joseph Daniel Gay Jr.Capital Investment Group, Inc.Cetera Investment Services LLC01-29-2018
John Matthew PalkoCapital Investment Group, Inc.BB&T Securities, LLC$2501-05-2018
Lester Daniel BockowCapital Investment Group, Inc.Waddell & Reed11-20-2017
Reginald Ray RandolphCapital Investment Group, Inc.MML Investors Services, LLC05-24-2017
Edward John SaboCapital Investment Group, Inc.Raymond James Financial Services, Inc.12-12-2016
Andrew Elisha RaderCapital Investment Group, Inc.PNC Investments05-16-2016
Bowman James NicholsonCapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Angela Sue DiehlCapital Investment Group, Inc.Cape Fear Securities, Inc.09-18-2015
Michelle D OnorioCapital Investment Group, Inc.Foresters Financial Services, Inc.$109-08-2015
Sumner M Parham IIICapital Investment Group, Inc.Cape Fear Securities, Inc.09-01-2015
Mark Henry GoodsonCapital Investment Group, Inc.LPL Financial LLC11-21-2014
Albert Norris Dashiell Jr.Capital Investment Group, Inc.Wilbanks Securities, Inc.$106-13-2014
Ernest Grayson PanettiCapital Investment Group, Inc.Voya Financial Advisors, Inc.$105-19-2014
Eugene Cebron Thompson IVCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC$102-13-2014
Patrick James TuiteCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC11-01-2013
Drew M GrifoCapital Investment Group, Inc.Coventry Securities, LLC10-09-2013
Gavin Marshall LangleyCapital Investment Group, Inc.LPL Financial LLC09-06-2013
Allen Ryan BurtonCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC08-09-2013
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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